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Soil Mechanics – Complete Study Notes

GATE ESE / IES SSC JE State PSC RRB JE

Comprehensive chapter-wise notes covering Soil Exploration, Index Properties & Classification, Permeability & Seepage, Consolidation, Shear Strength, Earth Pressure Theories, Stress Distribution, and Geosynthetics. All IS codes, key formulae, Mohr circles, pressure diagrams, and exam-focused tables for GATE, ESE & SSC JE.

Ch 1 · Soil Exploration Ch 2 · Properties of Soil Ch 3 · Soil Classification Ch 4 · Tests & Interrelationships Ch 5 · Permeability & Seepage Ch 6 · Compressibility & Consolidation Ch 7 · Shearing Resistance Ch 8 · Earth Pressure & Stress Distribution Ch 9 · Geosynthetics ★ Quick Revision & Mnemonics
1Soil Exploration – Planning & Methods

1.1 Purpose & Planning

Soil exploration (also called site investigation) is carried out to determine the nature, extent, and engineering properties of subsurface soils and to establish groundwater conditions before designing foundations, embankments, or retaining structures.

Planning Steps

  • Collect existing data: geological maps, previous borehole records, topographic surveys
  • Reconnaissance survey: visual inspection of terrain, rock outcrops, nearby excavations
  • Decide spacing & depth of borings based on project type
  • Select appropriate investigation method
  • Conduct laboratory testing on recovered samples
  • Prepare subsurface profile and geotechnical report

Depth & Spacing Guidelines

Structure TypeTypical Boring DepthTypical Spacing
Light buildings3–6 m or 1.5× least foundation width15–30 m
Heavy buildings / multi-storey10–30 m15–30 m
Highways & embankments3–6 m30–150 m
Dams & large structuresTo hard stratum or 1.5× base width15–30 m (varies)
Deep foundations (piles)3–5 m below pile tipAt each pile location or 10–15 m grid
IS 1892:1979 governs subsurface investigation for foundations in India. Minimum one boring per 230 m² of building area for initial investigation.

1.2 Methods of Soil Exploration

MethodPrinciple / ToolSuitable ForDepth
Trial Pits / Test PitsOpen excavation; direct visual inspectionShallow soils; identification of strata; undisturbed samplingUp to 3 m (safe without shoring)
Auger BoringHand/mechanical auger rotated into groundSoft to stiff clays, silts above water tableUp to 6 m (hand); 30 m (power auger)
Wash BoringWater jet + chopping bit; cuttings returned in wash waterSandy soils; locating strata changes30–60 m
Rotary DrillingRotating bit with drilling fluid; core recoveryHard soils, rocks; good core samplesAny depth; most versatile
Percussion DrillingHeavy chisel/bit dropped repeatedlyBoulders, hard rockAny depth
Shell & Auger (Cable Tool)Shell (in soft) or auger (in stiff soil) lowered on cableSoft to medium soils60 m

1.3 Sampling Methods

Sample TypeDescriptionUse
Disturbed sampleStructure destroyed during collection (wash boring, auger)Classification tests (grain size, Atterberg limits, specific gravity)
Undisturbed sampleNatural structure preserved (thin-walled tube sampler)Strength tests, consolidation tests, permeability
Representative sampleMix representative of stratum; moisture content preservedCompaction, classification

Thin-Walled (Shelby) Tube Sampler

Area Ratio (AR) = (D_e² − D_i²) / D_i² × 100 (%)
AR < 10% → undisturbed; AR < 15% for soft sensitive clays

Inside Clearance Ratio (ICR) = (D_i − D_s) / D_s × 100 (%)
ICR = 0.5–1.0% recommended (reduces friction on sample)

Outside Clearance Ratio (OCR) = (D_e − D_w) / D_w × 100 (%)
OCR = 0–2% (prevents soil heave into sampler)

1.4 In-Situ Tests

Standard Penetration Test (SPT)

Split-spoon sampler (OD = 51 mm, ID = 35 mm)
Hammer: 63.5 kg dropped from 760 mm
N = blows for last 300 mm penetration (first 150 mm = seating drive, discarded)

Corrections to N:
N₆₀ = N × (E_m / 60%) [energy correction]
Overburden correction: N₁ = N × √(100/σ'_v) [Liao & Whitman]
Dilatancy correction (Terzaghi): if N > 15 in fine sands below water table:
N_corrected = 15 + 0.5(N − 15)
N valueSand DensityClay Consistencyqu (kPa)
0–4Very looseVery soft<25
4–10LooseSoft25–50
10–30Medium denseMedium stiff50–200
30–50DenseStiff200–400
>50Very denseVery stiff / Hard>400

Static Cone Penetration Test (SCPT / CPT)

Cone: 60° apex, base area = 10 cm²
Cone resistance: q_c = Q_c / A_cone
Friction ratio: R_f = f_s / q_c × 100 (%)
Sand: R_f < 1%; Clay: R_f > 4%
φ (sand): q_c ≈ σ'_v × N_q → φ estimated from charts
c_u (clay): c_u = (q_c − σ_v) / N_k; N_k = 15–20 (typical)

Vane Shear Test (VST)

Used for soft to medium clays in-situ
c_u = T / [π × D² × (H/2 + D/6)] [for H/D = 2]
where T = torque at failure, D = vane diameter, H = vane height
Correction: c_u(corrected) = μ × c_u(measured); μ = Bjerrum's correction factor

Plate Load Test (PLT)

Rigid circular plate (dia = 300–750 mm) loaded incrementally
Settlement at every load increment; load vs settlement curve plotted
Modulus of subgrade reaction: k_s = q / δ (kN/m³)
For clay: q_u(foundation) ≈ q_u(plate) [size independent]
For sand: q_u(foundation) = q_u(plate) × (B_f / B_p)
Settlement: S_f = S_p × [B_f(B_p + 0.3) / B_p(B_f + 0.3)]² [IS 8009]

Pressure-meter Test & Dilatometer

The pressure-meter (Ménard) expands a cylindrical probe in a borehole to measure soil stiffness and lateral stress. The flat dilatometer (DMT) is pushed into soil and the membrane expanded to determine horizontal stress index, material index, and soil type.

1.5 Geophysical Methods

MethodPrincipleOutputApplication
Seismic RefractionP-wave travel time across layersLayer velocities and depthsDepth to rock; rippability
Electrical ResistivityWenner/Schlumberger array; current through groundResistivity profilesDepth to water table, clay layers, contamination
Ground Penetrating Radar (GPR)Electromagnetic pulses reflected from interfacesSubsurface profilesUtility detection, shallow stratigraphy
Cross-hole / Down-hole seismicS-wave and P-wave velocities between boreholesG_max, dynamic modulusLiquefaction assessment, earthquake engineering
2Properties of Soil

2.1 Three-Phase System

Soil is a three-phase material: solid grains + water + air. All volumetric and gravimetric relationships stem from this model.

AIR (V_a) WATER (V_w) SOLID (V_s) V_v = V_a + V_w V_s (voids) M_a ≈ 0 M_w M_s Three-Phase Diagram of Soil

2.2 Volumetric Relationships

Void ratio: e = V_v / V_s (can be >1 for soft clays)
Porosity: n = V_v / V × 100 (%) → n = e/(1+e)
Degree of saturation: S = V_w / V_v × 100 (%) [0–100%]
Air content (a_c): a_c = V_a / V = n(1−S)

Relationship: e·S = w·G_s ← very important for numericals

2.3 Gravimetric (Mass) Relationships

Water content: w = M_w / M_s × 100 (%) [oven-dry at 105–110°C, 24 hr]
Bulk unit weight: γ = W/V = G_s·γ_w(1+w) / (1+e)
Dry unit weight: γ_d = γ / (1+w) = G_s·γ_w / (1+e)
Saturated unit weight: γ_sat = (G_s + e)·γ_w / (1+e) [S=100%]
Submerged / buoyant unit weight: γ' = γ_sub = γ_sat − γ_w
Specific gravity: G_s = M_s / (ρ_w · V_s) [IS: 2.60–2.80 for most soils]

Typical γ_w = 9.81 kN/m³ ≈ 10 kN/m³ (for quick calculations)

2.4 Typical Values

Soil TypeG_se (range)γ_d (kN/m³)n (%)
Gravel2.65–2.680.3–0.616–2025–40
Sand (loose)2.650.6–0.914–1637–47
Sand (dense)2.650.4–0.616–1929–37
Silt2.68–2.720.6–1.112–1638–52
Soft clay2.70–2.800.9–2.09–1347–67
Peat / Organic1.40–1.702.0–104–870–90

2.5 Atterberg Limits (Consistency Limits)

Applicable to fine-grained soils (silts and clays). Defined on soil–water mixtures.

Liquid Limit (LL / w_L): min. water content at which soil flows under its own weight (Casagrande cup; 25 blows)
Plastic Limit (PL / w_P): min. water content at which soil can be rolled into 3 mm thread without crumbling
Shrinkage Limit (SL / w_S): water content below which further drying causes no volume change

Plasticity Index: PI = LL − PL
Liquidity Index: LI = (w − PL) / PI [LI > 1 → liquid; LI < 0 → semisolid]
Consistency Index: CI = (LL − w) / PI = 1 − LI
Activity: A = PI / (% clay fraction <2μm) [Skempton]
  A < 0.75 = inactive clay; 0.75–1.25 = normal; >1.25 = active (e.g. montmorillonite)
LIConsistency StateField Description
<0Semi-solid / SolidHard, brittle
0–0.25Very stiffCan be indented by thumbnail
0.25–0.50StiffMoulded under strong pressure
0.50–0.75MediumMoulded under moderate pressure
0.75–1.00SoftEasily moulded
>1.00Very soft / LiquidFlows under its own weight

2.6 Particle Size Distribution

Sieve analysis: for coarse-grained soils (gravel, sand) — IS 460 sieves
Hydrometer analysis: for fine-grained soils (silt, clay) — Stokes' law
Stokes' law: v = (G_s − 1)·γ_w·D² / (18η) where η = dynamic viscosity of water

D₁₀: effective size (10% finer); D₃₀, D₆₀: 30%, 60% finer
Coefficient of Uniformity: C_u = D₆₀ / D₁₀
  C_u < 2 = uniform; C_u > 6 for well-graded sand; C_u > 4 for well-graded gravel
Coefficient of Curvature: C_c = D₃₀² / (D₁₀ × D₆₀)
  Well-graded (GW/SW): C_u > 6 (sand) or 4 (gravel) AND 1 ≤ C_c ≤ 3

2.7 Relative Density

D_r = (e_max − e) / (e_max − e_min) × 100 (%)
Also: D_r = (γ_d − γ_d,min) × γ_d,max / [(γ_d,max − γ_d,min) × γ_d] × 100 (%)

D_r < 15% = very loose; 15–35% = loose; 35–65% = medium; 65–85% = dense; >85% = very dense
Used for granular soils only (not applicable to cohesive soils)
3Classification of Soil

3.1 IS Soil Classification System (IS 1498:1970 – BIS)

India follows the IS Classification System, which is essentially the Unified Soil Classification System (USCS) with minor modifications. Two-letter symbols used.

IS Particle Size Ranges

FractionSize RangeSub-division
Gravel (G)4.75 mm – 80 mmCoarse: 20–80 mm; Fine: 4.75–20 mm
Sand (S)0.075 mm – 4.75 mmCoarse: 2–4.75 mm; Medium: 0.425–2 mm; Fine: 0.075–0.425 mm
Silt (M)0.002 mm – 0.075 mm
Clay (C)< 0.002 mm
Peat (Pt)Organic; fibrous texture

Classification Flowchart Logic

Group SymbolDescriptionKey Criteria
GWWell-graded gravel>50% retained #4.75mm; C_u ≥ 4; 1 ≤ C_c ≤ 3
GPPoorly-graded gravel>50% retained #4.75mm; fails GW criteria
GMSilty gravel>12% fines; fines plot below A-line or PI < 4
GCClayey gravel>12% fines; fines plot above A-line and PI > 7
SWWell-graded sand>50% pass #4.75mm; C_u ≥ 6; 1 ≤ C_c ≤ 3
SPPoorly-graded sand>50% pass #4.75mm; fails SW criteria
SMSilty sand>12% fines; fines below A-line or PI < 4
SCClayey sand>12% fines; fines above A-line and PI > 7
MLSilt of low plasticity>50% pass #0.075mm; LL < 50; below A-line
CLClay of low plasticity>50% pass #0.075mm; LL < 50; above A-line; PI > 7
OLOrganic silt/clay, low plasticityLL < 50; organic; LL_oven/LL_wet < 0.75
MHSilt of high plasticityLL > 50; below A-line
CHClay of high plasticityLL > 50; above A-line
OHOrganic clay/silt, high plasticityLL > 50; organic
PtPeatFibrous; highly organic; dark; odour

Casagrande's Plasticity Chart (A-Line)

A-line equation: PI = 0.73 × (LL − 20)
U-line (upper boundary): PI = 0.9 × (LL − 8)

Points above A-line → Clay (C prefix)
Points below A-line → Silt or Organic (M or O prefix)
Hatched zone: 4 < PI < 7 and LL 15–25 → borderline CL-ML

3.2 AASHTO Classification

Used for highway subgrade classification in India (IRC guidelines). Soils classified as A-1 through A-7; each group has a Group Index (GI).

GI = (F − 35)[0.2 + 0.005(LL − 40)] + 0.01(F − 15)(PI − 10)
where F = % passing 0.075 mm sieve; GI = 0 → good subgrade; GI > 20 → poor

A-1-a: Gravel, stone fragments (best)
A-1-b to A-3: Coarse sand
A-4 to A-5: Silty soils
A-6 to A-7: Clayey soils (worst; A-7-6 most plastic)

3.3 Field Identification Tests

TestProcedureResult Interpretation
Dilatancy testPat soil; squeeze; observe water at surfaceQuick reaction → Silt/fine sand; No reaction → Clay
Dry strength testDry pat and try to break with fingersHigh strength → Fat clay (CH); Low → ML or MH
Toughness testRoll near PL; check toughness of threadTough thread at PL → CH; Weak → CL or ML
Shine testCut dry pat with knifeShiny surface → Clay; Dull → Silt
4Various Tests & Interrelationships

4.1 Laboratory Index Tests

TestIS CodeMethod/EquipmentOutput
Water contentIS 2720-2Oven drying (105–110°C), Calcium carbide method, Pycnometerw (%)
Specific gravityIS 2720-3Pycnometer (fine soil) or gas jar (coarse)G_s
Grain size analysisIS 2720-4Sieve analysis + HydrometerPSD curve, D₁₀, C_u, C_c
Atterberg limitsIS 2720-5Casagrande cup (LL), Rolling thread (PL), Mercury displacement (SL)LL, PL, PI, SL
Field densityIS 2720-28/29Core cutter, Sand replacement, Rubber balloonγ, γ_d in field
Compaction (Proctor)IS 2720-7/8Standard (2.5 kg, 300 mm), Modified (4.9 kg, 450 mm)OMC, MDD
PermeabilityIS 2720-17Constant head (coarse), Falling head (fine)k (m/s)
Consolidation (Oedometer)IS 2720-15Oedometer/consolidometer; incremental loadingC_c, C_v, m_v, e-log p curve
Direct ShearIS 2720-1360×60 mm box; strain-controlledc', φ'
Triaxial ShearIS 2720-11/12UU, CU, CD tests; cylindrical samplec, φ, pore pressure u
Unconfined CompressionIS 2720-10No cell pressure; σ₃ = 0q_u; c_u = q_u/2
CBRIS 2720-16Penetration load at 2.5 mm and 5 mm vs standardCBR (%); pavement design

4.2 Compaction Test (Proctor)

Standard Proctor: 2.5 kg hammer, 300 mm drop, 3 layers, 25 blows/layer → E = 605 kJ/m³
Modified Proctor: 4.9 kg hammer, 450 mm drop, 5 layers, 25 blows/layer → E = 2700 kJ/m³

Zero Air Voids (ZAV) line: γ_d = G_s·γ_w / (1 + w·G_s) [S = 100%]
ZAV always plots to the right of dry density curve (curve never crosses ZAV line)

Effect of compaction energy: Higher energy → higher MDD, lower OMC
Effect of soil type: Coarser soils → higher MDD, lower OMC

Degree of compaction: = (γ_d,field / γ_d,max) × 100 (%) [≥95–98% typical specification]

4.3 Critical Interrelationships (Master Equations)

e · S = w · G_s ← Universal; derived from 3-phase diagram

γ_d = γ / (1+w) and γ = G_s · γ_w · (1+w) / (1+e)

n = e / (1+e) and e = n / (1−n)

At full saturation (S = 1): w = e/G_s
Dry state (S = 0, w = 0): γ_d = G_s·γ_w / (1+e)

K₀ (at rest pressure coefficient) = 1 − sin φ' [Jaky's formula, NC clays]
K₀(OC) = K₀(NC) × OCR^(sin φ') [Mayne & Kulhawy]

4.4 Sensitivity and Thixotropy

Sensitivity: S_t = q_u(undisturbed) / q_u(remoulded)
S_t < 2 = insensitive; 2–4 = slightly sensitive; 4–8 = medium; 8–16 = very sensitive; >16 = quick clay

Thixotropy: Regain of strength after remoulding (if left undisturbed at same water content)
Thixotropic hardening important in pile installation and deep mixing
5Permeability & Seepage

5.1 Darcy's Law

v = k · i [Darcy velocity / discharge velocity]
Q = k · i · A
where k = coefficient of permeability (m/s); i = hydraulic gradient = Δh / L

Seepage velocity: v_s = v / n [n = porosity]
Valid only for laminar flow: Reynolds number Re = v·D₁₀/ν < 1–10

k depends on: grain size, void ratio, degree of saturation, fluid viscosity, soil structure

5.2 Laboratory Permeability Tests

Constant Head Test (coarse soils)

k = Q · L / (A · h · t)
Q = volume collected; L = sample length; A = cross-section area;
h = constant head difference; t = time

Falling Head Test (fine soils)

k = (a · L) / (A · t) × ln(h₁/h₂) = 2.303 × (a·L)/(A·t) × log(h₁/h₂)
a = area of standpipe; h₁, h₂ = initial and final head in standpipe

5.3 Empirical Correlations

Allen Hazen (clean sands): k = C · D₁₀² [k in cm/s; D₁₀ in cm; C = 100–150]
Kozeny-Carman: k ∝ e³/(1+e) [fundamental; valid for all soils]
Temperature correction: k_T = k₂₇ · (η₂₇/η_T) [standard at 27°C in India]

5.4 Equivalent Permeability in Stratified Soils

Horizontal (flow parallel to layers):
k_H = (k₁H₁ + k₂H₂ + … + k_nH_n) / (H₁ + H₂ + … + H_n) [weighted average]

Vertical (flow perpendicular to layers):
k_V = (H₁ + H₂ + … + H_n) / (H₁/k₁ + H₂/k₂ + … + H_n/k_n) [harmonic mean]

Always: k_H > k_V (anisotropy in natural deposits)

5.5 Typical k Values

Soil Typek (m/s)Drainage
Clean gravel10⁻¹ – 10⁻²Good
Coarse sand10⁻² – 10⁻³Good
Fine sand, loose silt10⁻³ – 10⁻⁵Fair
Silty clay10⁻⁵ – 10⁻⁸Poor
Clay< 10⁻⁸Very poor / impervious

5.6 Seepage Analysis – Flow Nets

A flow net is a graphical solution of the Laplace equation for 2D seepage flow consisting of flow lines and equipotential lines forming curvilinear squares.

Laplace equation: ∂²h/∂x² + ∂²h/∂z² = 0 (for isotropic, homogeneous soil)

Seepage flow: Q = k · H · (N_f / N_d)
N_f = number of flow channels; N_d = number of equipotential drops; H = total head

Seepage pressure: p_s = i · γ_w · V (per unit volume: i · γ_w)
Exit gradient: i_e = Δh / a (a = length of last equipotential square at exit)

Critical hydraulic gradient: i_cr = (G_s − 1) / (1 + e) = γ' / γ_w
Factor of Safety against piping: F.S. = i_cr / i_e (must be > 3–4)

5.7 Quick Sand Condition & Piping

Quicksand occurs when upward seepage force = submerged weight of soil
i_e ≥ i_cr → piping / heave → effective stress = 0

Critical gradient: i_cr = (G_s − 1)/(1+e) ≈ 1 for most soils (G_s = 2.65, e = 0.65 → i_cr ≈ 1)

Creep ratio (Lane's weighted creep):
C_L = (1/3 × L_H + L_V) / H [C_L ≥ 3 for fine sand up to 18 for soft clay]
6Compressibility & Consolidation

6.1 Settlement Components

Total Settlement: S_total = S_i + S_c + S_s
S_i = immediate (elastic) settlement [occurs during loading; sand dominant]
S_c = consolidation (primary) settlement [slow; clay dominant; pore pressure dissipation]
S_s = secondary compression (creep) [after consolidation; organic soils]

6.2 Consolidation Theory (Terzaghi, 1925)

Terzaghi's 1D consolidation assumes: saturated soil, incompressible solid grains and water, Darcy's law valid, small strain, constant k and m_v.

Governing equation: ∂u/∂t = c_v · ∂²u/∂z²

Coefficient of consolidation: c_v = k / (m_v · γ_w) [m²/year]
Coefficient of compressibility: a_v = −Δe / Δσ' [m²/kN]
Coefficient of volume change: m_v = a_v / (1 + e₀) [m²/kN]

Compression index: C_c = Δe / Δlog(σ') [slope of e-log p curve, virgin compression]
Skempton: C_c = 0.009(LL − 10) [for normally consolidated clays]
Recompression index: C_s ≈ C_c / 5 to C_c / 10 [swelling/rebound line]

Consolidation settlement:
For NC clay: S_c = C_c/(1+e₀) × H × log(σ'_f / σ'_0)
For OC clay (σ'_f ≤ σ'_p): S_c = C_s/(1+e₀) × H × log(σ'_f / σ'_0)
For OC clay (σ'_f > σ'_p): S_c = C_s·H/(1+e₀)·log(σ'_p/σ'_0) + C_c·H/(1+e₀)·log(σ'_f/σ'_p)

6.3 Time Rate of Consolidation

Time factor: T_v = c_v · t / H_dr²
H_dr = drainage path [= H/2 for double drainage; = H for single drainage]

Degree of consolidation (U) vs T_v:
U < 60%: T_v = π/4 × U² (parabolic approximation)
U > 60%: T_v = 1.781 − 0.933 × log(100 − U%)

Key T_v values:
U = 50% → T_v = 0.197
U = 90% → T_v = 0.848
U = 100% → T_v = ∞

OCR (Overconsolidation Ratio): OCR = σ'_p / σ'_0
OCR = 1 → Normally Consolidated (NC); OCR > 1 → Overconsolidated (OC)

6.4 Secondary Compression

S_s = C_α · H · log(t₂ / t₁)
C_α = secondary compression index = Δe / Δlog(t)
C_α / C_c ≈ 0.02–0.10 (higher for organic soils and peats)

6.5 Preloading & Vertical Drains

  • Preloading: Apply surcharge equal to or greater than design load before construction; allows consolidation to complete
  • Vertical (sand/wick) drains: Reduce drainage path from H to half the drain spacing → dramatically reduce consolidation time
  • Equivalent diameter of sand drain: D_e = 1.05·s (triangular grid) or 1.13·s (square grid)
log σ' (effective stress) Void Ratio (e) σ'_p (preconsolidation) Cs (recompression) Cc (virgin compression) Swelling/Rebound e vs log σ' Curve (Consolidation)
7Shearing Resistance

7.1 Mohr-Coulomb Failure Criterion

Shear strength: τ_f = c' + σ' tan φ' [in terms of effective stress]
τ_f = c + σ tan φ [in terms of total stress]
where c = cohesion intercept; φ = angle of internal friction

Effective stress: σ' = σ − u [u = pore water pressure]

At failure on Mohr circle:
σ'₁ = σ'₃ tan²(45 + φ'/2) + 2c' tan(45 + φ'/2)
Major principal stress: σ'₁; Minor: σ'₃

Failure plane angle: θ = 45 + φ/2 (to major principal plane)

7.2 Triaxial Test Types

Test TypeAbbreviationDrainage ConditionApplicable ToParameters
Unconsolidated UndrainedUU / QuickNo drainage (consolidation or shear)Short-term stability of clay; immediate bearing capacityφ_u = 0; c_u = q_u/2
Consolidated UndrainedCU (with pore pressure)Consolidated; undrained shearEmbankment end-of-construction; slope analysisc', φ' and c_u, φ_u
Consolidated DrainedCD / SlowFull drainage; slow loadingLong-term stability; effective parametersc' (≈0 for NC sand), φ'

7.3 Shear Strength Parameters

Soilφ' (°)c' (kPa)Remarks
Loose sand28–340c' = 0 for all sands (no true cohesion)
Dense sand35–450Dilation effect increases φ
Gravel35–450
Soft NC clay20–300Effective; c' ≈ 0 for NC
Stiff OC clay25–3010–50Peak; c' due to cementation
Residual (clay)10–20≈0Used for long-term slope analysis

7.4 Pore Pressure Parameters (Skempton)

Δu = B [Δσ₃ + A (Δσ₁ − Δσ₃)]
B = pore pressure parameter = 1.0 for fully saturated soil
A = Skempton's A parameter at failure:
  Heavily OC clay: A = −0.5 to 0
  Normally consolidated clay: A = 0.5–1.0
  Very sensitive/loose sand: A > 1.0

7.5 Unconfined Compression Test

σ₃ = 0 (no cell pressure); equivalent to UU with σ₃ = 0
q_u = unconfined compressive strength
c_u = q_u / 2 (undrained cohesion; φ_u = 0 assumption)

Stress at failure: σ_f = P_f / A_c; A_c = A₀ / (1 − ε) [corrected area]

7.6 Critical State Soil Mechanics

At critical state: soil shears at constant volume (e = e_cs = constant)
Critical State Line (CSL) in e-log p' space: e = e_Γ − λ log p'
In q-p' space: q = M·p' where M = 6sinφ'/(3−sinφ') [triaxial compression]

Loose of CSL → contractive; Dense of CSL → dilative
8Earth Pressure Theories & Stress Distribution in Soil

8.1 Types of Lateral Earth Pressure

StateConditionPressure Coeff.Relative Magnitude
At-rest (K₀)No wall movement; lateral strain = 0K₀ = 1 − sinφ' (Jaky)Intermediate
Active (Ka)Wall moves away from soil; soil expandsK_a = tan²(45 − φ/2)Minimum; mobilises full shear
Passive (Kp)Wall pushed into soil; soil compressedK_p = tan²(45 + φ/2) = 1/K_aMaximum; large displacement needed
Wall movement required: Active ≈ 0.001–0.005 × H (dense sand); Passive ≈ 0.02–0.1 × H — much larger movement for passive pressure to develop.

8.2 Rankine's Earth Pressure Theory

Assumptions: smooth, vertical wall; no wall friction; horizontal backfill; isotropic, homogeneous soil.

Active pressure at depth z (cohesionless):
σ_a = K_a · γ · z; K_a = (1−sinφ)/(1+sinφ) = tan²(45−φ/2)

For c-φ soil:
σ_a = K_a · γ · z − 2c√K_a
Tension crack depth: z_c = 2c / (γ√K_a)

Passive pressure (c-φ soil):
σ_p = K_p · γ · z + 2c√K_p

Total active force (cohesionless): P_a = ½ K_a γ H² [acts at H/3 from base]
With surcharge q: P_a = ½ K_a γ H² + K_a q H [surcharge adds rectangle]

8.3 Coulomb's Earth Pressure Theory

Considers wall friction (δ), inclined backfill (β), and inclined wall (α). More general than Rankine.

K_a(Coulomb) = sin²(α+φ) / {sin²α · sin(α−δ) · [1 + √(sin(φ+δ)sin(φ−β)/sin(α−δ)sin(α+β))]²}

For vertical wall (α=90°), horizontal fill (β=0°), no friction (δ=0°):
→ Coulomb = Rankine

Wall friction angle δ: δ = 0 for smooth; δ = 2φ/3 for rough walls (typical design)
Coulomb gives resultant inclined at δ to wall normal; Rankine gives horizontal resultant

8.4 Special Cases of Lateral Pressure

Submerged Backfill

σ_a = K_a · γ' · z + γ_w · z [effective earth pressure + water pressure]
Water pressure acts on both sides; total lateral force often governed by water
Drain backfill → use K_a · γ · z (no water pressure if drainage ensured)

Layered Soils

Calculate pressure at bottom of each layer using appropriate K_a and γ for that layer. At layer interfaces, two pressure values exist (using respective K_a values).

Backfill with Uniform Surcharge (q)

Additional lateral pressure: Δσ_a = K_a · q [uniform rectangle over full height]

8.5 Retaining Wall Stability Checks

Overturning: F.S. = ΣM_stabilising / ΣM_overturning ≥ 1.5–2.0
Sliding: F.S. = (W·tan δ_b + c_b·B) / P_a ≥ 1.5
  (δ_b = base friction angle ≈ 2φ/3; c_b = base adhesion; B = base width)
Bearing capacity: q_max = (ΣV/B)(1 + 6e/B) ≤ q_allowable
  (e = eccentricity of resultant; for no tension: e ≤ B/6 = middle third rule)

8.6 Stress Distribution in Soil

Geostatic (In-Situ) Vertical Stress

σ_v = γ₁H₁ + γ₂H₂ + … (sum of overburden layers)
Effective vertical stress: σ'_v = σ_v − u
Above water table: u = 0 → σ'_v = σ_v
Below water table: u = γ_w · h_w → σ'_v = σ_v − γ_w · h_w

Stress Due to Surface Loads – Boussinesq's Theory

Assumes: elastic, isotropic, homogeneous, semi-infinite mass. Most commonly used in practice.

Point load (Q):
σ_z = (3Q / 2πz²) · [1 / (1 + (r/z)²)]^(5/2)
= Q/z² · I_B [I_B = Boussinesq influence factor]

Uniformly loaded circular area (radius R, intensity q):
σ_z = q[1 − (1/(1+(R/z)²))^(3/2)] [on axis below centre]

Rectangular load (B × L, intensity q) — at corner:
σ_z = q · I_r [I_r from Fadum's chart; function of m = B/z, n = L/z]
For point not at corner → superposition (add/subtract rectangles)

Line load (q per unit length):
σ_z = (2q/π) · z³ / (x² + z²)²

Westergaard's Theory

For layered / anisotropic soils (thin horizontal layers); gives lower σ_z than Boussinesq
σ_z = (Q / z²) · I_W [I_W = Westergaard factor]
Assuming ν = 0: I_W = (1/π) / [2(r/z)² + 1]^(3/2)

2:1 Load Distribution Method (Approximate)

σ_z = q · B · L / [(B + z)(L + z)] [stress spreads at 2V:1H from foundation edges]
Quick estimate for settlement calculations; conservative for shallow depths

8.7 Newmark's Influence Chart

Graphical method for irregular-shaped loaded areas. Plot area to scale, count influence units enclosed, multiply by 0.005 × q (for 200-division chart) to get σ_z at any point at depth z.

9Properties & Uses of Geosynthetics

9.1 Definition & Classification

Geosynthetics are planar, polymeric (synthetic or natural) products used with soil, rock, or other geotechnical-related material as an integral part of a civil engineering structure. Manufactured from polyethylene (PE), polypropylene (PP), polyester (PET), polyamide (nylon), or PVC.

TypeStructure / ManufacturePrimary Function
Geotextile (GTX)Woven, Nonwoven, Knitted fabric; permeableFiltration, separation, drainage, reinforcement
Geogrid (GGR)Apertures (openings); Uniaxial or Biaxial; stiff ribsReinforcement of soil (tensile)
Geomembrane (GMB)Impermeable sheet; HDPE, PVC, EPDMBarrier / containment (liquid, gas)
Geocomposite (GC)Combination of two or more geosyntheticsMulti-function (e.g., drain + filter + separator)
Geonet (GN)Open netting; ribbed structureIn-plane drainage (high transmissivity)
Geosynthetic Clay Liner (GCL)Bentonite sandwiched between geotextilesHydraulic barrier (liner for landfills)
GeofoamEPS foam blocksLightweight fill, thermal insulation, vibration reduction
Geocell3D honeycomb cellular structureConfinement of fill; slope protection; base reinforcement

9.2 Primary Functions

FunctionDescriptionTypical ApplicationKey Product
SeparationPrevents intermixing of dissimilar soilsSubgrade/subbase interface in roadsNonwoven geotextile
FiltrationAllows fluid flow; retains soil particlesDrainage blankets, retaining wall drains, erosion controlNonwoven/woven geotextile
DrainageTransmits fluids within plane of geosyntheticPavement edge drains, chimney drains in embankmentsGeonet, geocomposite drain
ReinforcementProvides tensile strength to soil massMSE walls, reinforced slopes, unpaved road subgradeGeogrid, woven geotextile
Containment / BarrierImpedes fluid or gas movementLandfill liner, pond liner, canal liningGeomembrane, GCL
Erosion controlProtects surface from water/windSlopes, riverbanks, coastal protectionErosion control mat, geocell
ProtectionCushion against mechanical damageGeomembrane protection layersThick nonwoven geotextile

9.3 Geotextile Properties & Design

Key Engineering Properties

Apparent Opening Size (AOS) / O₉₅: size at which 95% of openings are smaller
Filtration criterion: O₉₅ ≤ D₈₅ of soil [to retain soil particles]
Permeability criterion: k_GTX ≥ k_soil × 10 [to allow free drainage]

Permittivity (Ψ): Ψ = k_n / t [flow perpendicular to plane; s⁻¹]
Transmissivity (θ): θ = k_p × t [flow in plane of fabric; m²/s]

Tensile Strength (wide-width strip test, ASTM D4595):
T_ult = ultimate tensile strength [kN/m]
T_allowable = T_ult / (RF_ID × RF_CR × RF_CBD × RF_W)
RF_ID = installation damage; RF_CR = creep reduction; RF_CBD = chemical/biological degradation; RF_W = weathering

9.4 Geogrid – Reinforced Soil

Mechanism: interlocking of soil into apertures → confinement + tensile resistance

Mechanically Stabilised Earth (MSE) Wall design:
Horizontal spacing: S_v from stability analysis
T_max = K_a × γ × z × S_v [tension in reinforcement at depth z]
Embedment length: L_e = T_max / (2 × σ'_v × f* × R_c)
f* = pullout interaction coefficient; R_c = coverage ratio

Total length: L = L_a + L_e [L_a = length in active zone; L_e in resistant zone]

9.5 Geomembrane – Landfill Liner

  • HDPE (High-Density Polyethylene): Most common; excellent chemical resistance; k ≈ 10⁻¹³ m/s; minimum 1.5 mm thick (IS/CPCB)
  • LLDPE: More flexible; used on steeper slopes; better UV resistance
  • PVC: Flexible; susceptible to plasticiser migration; older landfills
  • Seaming: extrusion welding or fusion welding; seam tested by air pressure, spark, or vacuum box
  • Double-liner system (CPCB for hazardous waste): primary HDPE + leak detection layer + secondary HDPE

9.6 Geosynthetic Clay Liner (GCL)

A factory-manufactured hydraulic barrier containing sodium bentonite. When hydrated, bentonite swells and k reduces to ≈ 5×10⁻¹¹ m/s. Advantages: consistent quality, thin (≈ 5–10 mm), self-healing, lower cost than compacted clay liner (CCL). Used as alternative to 600 mm thick CCL in composite liner systems.

9.7 IS Codes for Geosynthetics

IS CodeTopic
IS 15462:2004Classification and identification of geosynthetics
IS 13162 (Parts)Geotextiles — methods of test
IS 14322:1995Geotextiles — determination of mass per unit area
BIS SP 36Handbook on construction of embankments using geosynthetics
IRC: SP-59 (2019)Guidelines for use of geosynthetics in road pavement
CPCB MSW Rules 2016Liner specifications for MSW landfills
Quick Revision, Formulae & Mnemonics

A. Essential Formulae at a Glance

Three-Phase Relationships

e·S = w·G_s | n = e/(1+e) | γ_d = G_s·γ_w/(1+e) | γ_sat = (G_s+e)·γ_w/(1+e)
γ = G_s·γ_w(1+w)/(1+e) | γ' = γ_sat − γ_w | ZAV: γ_d = G_s·γ_w/(1+w·G_s)

Atterberg & Consistency

PI = LL − PL | LI = (w−PL)/PI | CI = 1−LI | Activity A = PI/(% <2μm)
C_c = 0.009(LL−10) [Skempton, NC clay]

Permeability

Q = kiA | k_const = QL/(Aht) | k_fall = (aL/At)·ln(h₁/h₂)
k_H = Σk_i·H_i/ΣH_i | k_V = ΣH_i / Σ(H_i/k_i) | Hazen: k = C·D₁₀²
i_cr = (G_s−1)/(1+e) | Q_seepage = k·H·N_f/N_d

Consolidation

S_c = C_c·H/(1+e₀)·log(σ'_f/σ'₀) [NC] | T_v = c_v·t/H_dr²
U<60%: T_v = π/4·U² | U=50%: T_v=0.197 | U=90%: T_v=0.848
c_v = k/(m_v·γ_w) | m_v = a_v/(1+e₀)

Shear Strength

τ_f = c' + σ'tanφ' | σ₁ = σ₃·tan²(45+φ/2) + 2c·tan(45+φ/2)
c_u = q_u/2 | Δu = B[Δσ₃ + A(Δσ₁−Δσ₃)] | K₀ = 1−sinφ'

Earth Pressure

K_a = tan²(45−φ/2) = (1−sinφ)/(1+sinφ) | K_p = 1/K_a = tan²(45+φ/2)
P_a = ½K_aγH² [cohesionless; at H/3] | Tension crack: z_c = 2c/(γ√K_a)
σ_a = K_aγz − 2c√K_a | σ_p = K_pγz + 2c√K_p

Stress Distribution

Boussinesq point load: σ_z = (3Q/2πz²)·[1/(1+(r/z)²)]^(5/2)
Circular load (on axis): σ_z = q[1−(1/(1+(R/z)²))^(3/2)]
2:1 method: σ_z = qBL/[(B+z)(L+z)]

B. Exam-Angle Summary

TopicGATE FocusESE FocusSSC JE Focus
Soil PropertiesNumerical on 3-phase; e·S=w·G_s; relative densityAll index properties; compaction curves; ZAV constructionDefinitions; typical values; Atterberg limits
ClassificationUSCS/IS group symbols; A-line equation; C_u & C_c criteriaFull classification with borderline cases; AASHTO GI computationIS particle size ranges; GW/GP/ML/CH identification
PermeabilityConstant/falling head formulae; equivalent k; i_cr; flow net QKozeny-Carman; seepage force; piping FS; Lane's creepDarcy's law; typical k table; Hazen formula
ConsolidationS_c formula; T_v-U relationship; c_v calculation; OCRFull settlement analysis (immediate + consolidation + secondary); vertical drainsPrimary vs secondary; T_v values; NC vs OC distinction
Shear StrengthMohr-Coulomb; triaxial test types; c_u from UCS; Skempton A, BMohr circle construction; CU test pore pressures; residual strengthDefinitions; test types; typical φ' for sand/clay
Earth PressureK_a, K_p; P_a numericals; tension crack depth; surcharge effectCoulomb's K_a; retaining wall FS (overturning, sliding, bearing); MSE wallsRankine's formula; pressure diagram shapes; K_a for clean sand
Stress DistributionBoussinesq point load; circular & rectangular loads; 2:1 methodNewmark chart; Westergaard; stress isobars; settlement from σ_z2:1 method; concept of stress distribution; bulb of pressure
GeosyntheticsFunctions (SFDREB); geogrid aperture interlocking; AOS criterionMSE wall design; GCL vs CCL; geomembrane seaming; transmissivityTypes of geosynthetics; function and application; geomembrane uses
Soil ExplorationSPT N corrections; area ratio; CPT friction ratio; vane shear c_uFull site investigation program; all in-situ tests; geophysicsSPT N interpretation; types of borings; disturbed vs undisturbed

C. Mnemonics & Memory Aids

Three-Phase Master Formula: "eSe = wG"
e × S = w × G_s → the single most-tested soil relationship

Atterberg Limits order: "Soil Lives Permanently in a Liquid"
SL < PL < LL → increasing water content; soil goes from solid → plastic → liquid

K_a and K_p: "Active is Away, Passive is Pushed"
Active → wall moves away from soil (minimum pressure); Passive → wall pushed into soil (maximum)
K_a = tan²(45−φ/2); K_p = tan²(45+φ/2); K_p = 1/K_a

Triaxial test types: "UU CU CD → Quick → Consolidated-Quick → Slow"
UU = no drainage at all; CU = consolidate then shear undrained; CD = fully drained throughout

Consolidation: "T_v at 50 and 90"
U=50% → T_v = 0.197 ≈ 0.2; U=90% → T_v = 0.848 ≈ 0.85 → "Point two, point eight-five"

Critical gradient: "G minus one over one plus e"
i_cr = (G_s−1)/(1+e) ≈ 1.0 → soil floats at i=1 (quicksand!)

IS classification prefixes: "Gravel & Sand are Coarse; Silt & Clay are Fine"
G/S → sieve analysis (coarse); M/C → hydrometer (fine); L = low plasticity (<50); H = high (>50)

Geosynthetics functions: "SFDREB-C"
Separation – Filtration – Drainage – Reinforcement – Erosion control – Barrier – Containment

SPT N value rules: "D4, D3, M2, VD5"
Very loose <4; Loose 4–10; Medium 10–30; Dense 30–50; Very dense >50

Boussinesq vs Westergaard: "Boussinesq is Bigger"
Boussinesq (isotropic elastic) gives higher σ_z than Westergaard (layered); conservative for design

Preconsolidation pressure σ'_p: "OC is Over-stressed in the Past"
OCR = σ'_p/σ'₀ > 1 → soil was once under higher stress (glaciation, erosion, desiccation)

D. Important IS Codes – Soil Mechanics

IS CodeSubject
IS 1498:1970Classification and identification of soils (IS/USCS)
IS 1892:1979Code of practice for subsurface investigation for foundations
IS 2131:1981Method for SPT
IS 4434:1978In-situ vane shear test
IS 4968:1976DCPT and SCPT
IS 2720 (Parts)Methods of test for soils (water content, Atterberg, compaction, permeability, consolidation, shear)
IS 6403:1981Determination of bearing capacity of shallow foundations
IS 8009:1976Settlement of shallow foundations
IS 15462:2004Classification of geosynthetics
IRC SP-59:2019Geosynthetics in road construction